一级市场
primary market


一致行动
acting in concert


一般性授权
general mandate


一般谘询及支援工作小组
General Advisory and Support Working Team


一般豁免
general waiver; blanket waiver


一般权证
plain vanilla warrant


一线多机
multiple-work stations


一篮子指数买卖盘
index basket order


一篮子货币
basket of currencies; currency basket


一篮子备兑证；一篮子权证
basket warrant


九龙证券交易所
The Kowloon Stock Exchange

二手市场
used market


二级市场
secondary market; after market/aftermarket


二项式期权定价模式
binomial option pricing model


二态期权模式
"two-state"option valuation model


二线股
second liner; second line stock


二类股票(台湾)
TIGER Board (Taiwan)


人均国内生产总值
per-capita gross domestic product


人均国民生产总值     希尼尔翻译公司  http://www.sinosenior.com
per-capita gross national product


入市指令
order instruction


入市价
entry price


《十载挑战与发展》(刊物)
A Decade of Challenge&Development (publication)


三角债
triangular debt


三个月拆息利率期货
Serial Month Hibor Futures


三线股
third liner

上下限协议 ceiling-floor agreement

上市 listing; flotation

上市(复核)委员会 Listing (Review) Committee

上市上诉委员会 Listing Appeals Committee

《上市公司董事指引》Guide for Directors of Listed Companies

《上市公司董事进行证券交易的标准守则》 Model Code for Securities Transactions by Directors of Listed Issuers

上市公司资料库 Primary Market Database

上市事宜谅解备忘录补篇(附件一) First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters

上市事宜谅解备忘录补篇(重订版) Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters

上市协议 Listing Agreement

上市委员会 Listing Committee

上市法团 listed corporation

上市后的收购活动 post-listing acquisition

上市规则 listing rules

上市开放式基金 listed open-end fund (LOF)

上市发行人 listed issuer

上市证券 listed securities

上市证券变动之月报 Monthly Return on Movement of Listed Securities

上海市期货同业公会 Shanghai Municipal Futures Industry Association

上海联合产权交易所 Shanghai United Assets and Equity Exchange

上海证券中央登记结算公司 Shanghai Securities Central Clearing and Registration Corporation

上海证券交易所 Shanghai Stock Exchange

上诉委员会（证监会） Appeals Panel (SFC)

下一交收日到期/逾期数额报告（中央结算系统） Next Settlement Day Due/Overdue Position Report (CCASS)

下载 download

口头竞价 / 口头唱价（公开喊价） auction (=open outcry)

大手交易 block trade

大手交易机制；大手交易设施 Block Trade Facility; Block Trading Facility (BTF)

大利市 Teletext

大利市版页 Teletext page

大利市资讯服务 Teletext Information Service

大利市网络供应商费用 Teletext carrier charge

大利市影像广播服务 Teletext video broadcast service

大批登记服务 bulk registration service

大宗交易 block trade

大股东 substantial share holder; major share holder

大型股 large cap stock

大量户口转移指示 Mass Account Transfer Instruction (MassATI)

大量开盘 mass quote

大额未平仓合约 large open position

大额股票（中央结算系统）jumbo certificate(CCASS)

大额持仓汇报协议 Large Exposure Report Agreement

大额买卖盘 block order

小型恒生指数期货合约 Mini-HSI Futures

小型恒生指数期权合约 Mini-HSI Options

已交收数额报告（中央结算系统）Settled Position Report(CCASS)

已停业公司 dormant company

已终止经营之业务 discontinued operations

已发行股份/股本/股票 issued shares;outstanding stock

“已划分的买卖”制度(中央结算系统) isolated trades system(CCASS)

“不公平损害”补救 "unfair prejudice" remedy

不公平竞争 uneven playing field

不可抗力 force majeure

不定额供款 variable contribution

不活跃公司 dormant company

不派息欧式认沽期权 non-dividend paying European put option

不派息欧式认购期权 non-dividend paying European call option

不限量发行 tap issue

不记名式国库券(中国内地) Bearer Treasury (Mainland China)

不记名证券 bearer securities

不停电电源装置；不间断电源装置 uninterrupted power supply (ups)

不动盘 inactive order

不当行为 misconduct

中小企业板块(深圳证券交易所) SME Board (Shenzhen Stock Exchange)

中介人财务规管制度工作小组 Working Group on Review of Financial Regulatory Framework for Intermediaries